How to apply to set up a mainstream free school
Updated 22 August 2023
Applies to England
Introduction
This guidance is for applicants seeking to open a new mainstream free school in wave 15 of the free schools programme. It explains the:
- type of free school proposals we are looking for in this application wave
- criteria against which we will assess your application
- information that you will need to provide
If you have submitted an expression of interest, this guidance will support you to develop a full proposal that meets our criteria.
We want all children, whatever their background or location, to benefit from attending a school that provides a high-quality and inclusive education within the resilient structure of a strong trust. Free schools have an important role to play in levelling up opportunity and responding where there is a need for more school places. The schools white paper confirmed our intention to:
- seek proposals for new mainstream free schools in areas where there is a clear demographic need for additional places
- open a targeted number of high-quality, academically focused 16 to 19 free schools in the areas where they are most needed to increase the numbers of disadvantaged young people progressing to top universities
- prioritise proposals for new mainstream free schools, including 16 to 19 free schools, located in one of the 55 education investment areas, where outcomes in literacy and numeracy are the poorest, in particular in the 24 priority education investment areas
In this wave, we are looking to approve up to 15 new mainstream free schools. A targeted number of these will be academically focused 16 to 19 free schools.
We will only send you a free school application form if you completed an expression of interest form.
You have until 5pm on 30 November 2022 to submit your final application.
Who can apply
We are looking to open free schools in the areas where they are likely to have the biggest impact on improving outcomes and deliver the best value for money. This means we are looking for applications in areas where there is clear evidence of the need for both:
- a high proportion of the additional school places that the free school will provide – to avoid an oversupply of places in the area and to ensure that the new school will be viable
- rapid improvement in educational outcomes for the target cohort of pupils – we will prioritise applications in priority education investment areas and then other education investment areas, before considering applications outside of these areas where there is clear evidence of a need for places
If your application meets our criteria for evidence of need, we will then consider the rest of your application. We are looking for applications that:
- have a compelling, evidence-based and achievable vision for how the school will improve outcomes and enhance the life chances of its pupils, as well as contribute to wider improvement in the education system
- can demonstrate the capacity and capability to deliver a financially viable school that will provide a high-quality and inclusive education
- offer good value for money, with an affordable education plan and a high probability of securing a value for money site in a timely manner and with an acceptable level of risk
- have a good understanding of the recruitment and retention issues that your school might face, with specific plans for ensuring teacher workload will be sustainable as the school grows
We have a specific focus on improving outcomes for pupils identified as disadvantaged through their eligibility for pupil premium, though you should consider how your proposal can improve outcomes for other groups of young people experiencing educational disadvantage.
Types of schools we will open through this wave
Through this mainstream free schools wave you can apply to open:
- mainstream primary free schools
- mainstream secondary free schools
- all-through free schools
- university technical colleges (UTCs)
- 16 to 19 free schools
We are accepting applications for free schools with:
- a religious character
- nurseries
- sixth forms
- special educational needs (SEN) units or resourced provision
- different models of 16 to 19 provision, covering academic and technical qualifications
The UTC model is licensed by the Baker Dearing Trust. UTCs sign up to a charter setting out the expectations for their unique character and educational contribution.
All schools opened through this wave will be funded at the standard rates for mainstream and 16 to 19 free schools. You will need to demonstrate that your school will be viable based on this funding. You can find more information on how financial viability will be assessed in sections B and F.
Types of schools you cannot apply for
We are not seeking applications from existing independent schools looking to become a state-funded school through this application wave. Applications must demonstrate a clear demographic need for a high proportion of the additional places they will create and represent good value for money. Places that are currently being provided by an independent school will not be counted as evidence of demographic need or considered to be additional. For that reason, it is unlikely that an application from an existing independent school to become a free school will be successful.
There are other routes to open a new school outside of this mainstream free schools wave. In this application wave, you cannot apply to open:
- a presumption free school
- a maintained school
- a special free school
- an alternative provision free school
Application process
Key dates
Date | Action |
---|---|
19 July 2022 | Application window opens. Begin work on your application. The assessment criteria set out the information you need to provide. The expression of interest process opened on 10 June 2022. You must register your interest to be sent the application form. |
16 September 2022 | Expression of interest process closed. |
30 November 2022 | Application window closes. Submit your completed application via email to [email protected] by 5pm. |
Autumn to winter 2022 | Applications will be assessed against the published criteria. We may ask for additional information during this period. |
March 2023 | Interviews for selected wave 15 applications expected to begin. |
Spring 2023 | Approved wave 15 applications will be announced. |
Support for potential applicants
We recommend that you contact Create: Schools to discuss your proposal. Create Schools can provide free advice, guidance and resources to groups applying to open free schools.
Setting up an academy trust
We welcome applications from new providers and will continue to consider bids for high-quality free schools to open initially as standalone trusts, to support innovation. If your school opens as a single academy trust, we will expect the trust to grow and become a multi-academy trust over time, so you can share your capacity across the system and unlock the additional benefits of operating at an increased scale. The schools white paper provides more information on our expectations for trust growth.
If you are not currently established as an academy trust, then you must establish one before submitting your application, using the model articles of association relevant to the type of school you are proposing.
More information about setting up an academy trust is available in annex A. Additional guidance is available from Create: Schools.
Completing your application
You must use the application form provided. If you completed your expression of interest form by the deadline, you should have received an application form.
You must make it clear if you have sourced any material from another school or education provider and show how this is relevant to your proposed school. We may reject your application if you fail to do so.
We are looking to open schools that will meet the needs of the communities in which they are located and will be popular with parents and pupils. Your application will be stronger if you show awareness of the needs of the local community and engage them when developing your proposals. This includes parents of prospective pupils, where possible, and existing schools or 16 to 19 providers.
Checks are conducted on all applicants. This means we will use the personal information you provide to check your suitability to set up a free school. More information about how we will use your personal information is available in annex D.
If you are applying for a similar school after being unsuccessful in a previous wave, you should explain how you have changed your proposals in response to the written feedback you received. If you do not address this feedback, it is likely that your application will be rejected, and you may not get full feedback on your current application.
Submitting your application
Your completed application should be submitted by 5pm on 30 November 2022.
Your application will include:
- your completed application form, covering sections B to F
- the spreadsheet for sections A and G
- for some applicants, a completed financial template as part of section F
- a suitability and declarations form for each individual member and trustee of the academy trust, regardless of whether they have previously submitted this form – see annex A for more information
- any additional information on potential sites you have identified – see annex E for more information
- a completed CV template for all named individuals from table E in section E2 of the application form, and your preferred candidate for principal designate, if you have one
Submit your application by email to [email protected]. Title your email as follows: Free School Application – [insert free school name]. Your email should not exceed 9 megabytes. Anything larger will not be delivered. If the application is larger than 9 megabytes, split the documents and send multiple emails clearly indicating that the emails are connected, for example, ‘email 1 of 3’.
The application form and spreadsheet for sections A and G must be saved in an open document format – PDFs will be rejected. Annexes can be submitted as PDFs.
If you are applying for more than one school, you must submit a separate application form and spreadsheet for each school.
If your application is successful, we may publish it on GOV.UK – redacting any personal and commercially sensitive information. See annex D for more information.
Assessment of your application
We will assess your application against the assessment criteria.
If your application is incomplete or judged to be weak in any criteria it may not be assessed in full.
We may approach other organisations, including local authorities and existing providers, to determine if:
- there is sufficient need for your proposed school
- the proposal fits with any priorities for school improvement in the area
If your application meets the criteria and is assessed as one of the strongest, we will invite your group to interview. Interviews will be tailored to the:
- assessed strengths and weaknesses of the application
- information that we already hold about your group
- local context in which the school will operate and your understanding of the state school system
We will only change the date of your interview in exceptional circumstances.
Decisions on applications
Decisions on applications are taken by the Secretary of State. The decisions are final and there is no appeals process. Scoring of applications will not be shared with applicants or other external groups. You will receive feedback if your application is assessed in full but not successful.
Approval of your application does not mean approval of every detail. We may make approval conditional on requirements relating to areas such as your:
- financial plans
- budget
- preferred principal designate
- proposed site
- pupil numbers
- plans for sixth form provision
If your application is successful
If your application is successful, you will be invited to move to the pre-opening phase. In this phase, you will need to turn your application into a school ready for opening.
In our experience, projects typically take around 3 years to open. Attempting to open in a shorter timescale is extremely challenging. We will usually only agree a provisional opening date once a site has been confirmed and we have assessed how long it will take to deliver.
Trusts that move into the pre-opening phase will receive a project development grant to cover essential non-capital costs up to the point at which the school opens. This grant must not be used retrospectively to cover any costs incurred in preparing the free school application and getting the school approved into pre-opening. The amount for the grant will vary depending on the type of school the trust is opening and the number of schools the trust is opening in an academic year.
Your school may be delayed or even cancelled in pre-opening for a range of reasons, including:
- the capital project fails to make sufficient progress, including if we are unable to secure a suitable site
- the costs of the project no longer represent good value for money
- we assess that there is no longer a sufficient need to justify the school
- we have concerns about the standard of education that would be provided
You can find out more about the pre-opening phase and project development grant in the free school pre-opening guide.
Funding agreement and opening your school
The final decision to open any free school requires the Secretary of State to enter into a legal contract with the academy trust – the funding agreement.
A funding agreement will only be signed if the Secretary of State is satisfied that the school will deliver a good standard of education, with a viable and sustainable number of pupils from its first day of operation.
Assessment criteria
Applicants must complete all application criteria unless stated in this guidance.
The information that you need to provide may vary depending on your experience and background.
Section A – applicant details and the outline of your school
All applicant groups must complete sections A1 and A2 in full. There are no assessment criteria for this section.
Section A1 – tell us who you are
In this section, you must provide basic information about your applicant group and your academy trust.
Section A2 – outline of your school
In this section, you must describe the key characteristics of the free school you are proposing. If you are applying for more than one school, you must complete section A2 for each one.
You should include:
- the lower tier local authority of your preferred location
- your best estimate of the academic year in which your school will realistically open
- the age range
- whether your school will have a nursery or sixth form and if you are interested in setting up a SEN unit or resourced provision as part of your school
- whether your school will be co-educational or single sex
- whether your school will have a religious designation or ethos – use the information in annex C to identify the appropriate categorisation for your school
- any distinctive pedagogy or educational philosophy
- proposed use of freedoms, such as operating a non-standard school day or year
- the maximum capacity – see the table for our expectations about school size
Your school’s financial and educational viability is dependent upon admitting enough pupils. We are unlikely to approve schools with fewer pupils than our expectations on school size.
School type | Our expectations of school size |
---|---|
Primary | Minimum of 2 forms of entry of 30 pupils – total capacity 420 pupils |
Secondary without a sixth form | Minimum of 4 forms of entry of 30 pupils – total capacity 600 pupils |
Secondary with a sixth form | Minimum of 4 forms of entry of 30 pupils in years 7 to 11 – total capacity 600 pupils plus a minimum of 200 students in the sixth form |
Standalone 16 to 19 with a broad curriculum | Minimum of 1,000 students |
Specialist standalone 16 to 19 | No minimum size but you will need to demonstrate your school can be financially viable and support good student choices, based upon the student intake and education model. Smaller, specialist institutions are more likely to be viable where they are part of a multi-academy trust. You may also want to consider a formalised partnership arrangement with an organisation that can provide additional support. Guidance on how we will assess the viability of your proposal is provided in sections B and F. |
Applying for a school with a nursery
Quality early education leads to better outcomes later in life. The need for quality childcare remains a priority for this government, and schools play an important role in meeting this need. If you are applying for a primary or all-through free school we expect your school to include a nursery, except in exceptional circumstances.
You should set out the fundamental characteristics of your nursery provision in section D. Successful applicants will be supported in the pre-opening period to develop more detailed plans to establish the nursery provision. If you have a strong reason for why nursery provision would be inappropriate for your school, you must make the case in your response to section C.
Applying for a school with a SEN unit or resourced provision
The SEND review: right support, right place, right time sets out the government’s aim to create a more inclusive education system with a focus on strong mainstream special educational needs and disability (SEND) provision.
SEN units or resourced provision must be set up in response to local authorities’ needs as they commission and fund places for children with education, health and care (EHC) plans. You should speak to the local authority about whether there is a specific need in your proposed area for a SEN unit or resourced provision. If there is a need for a SEN unit or resourced provision in your area, we would look favourably on any application that plans to meet it. If there is a need in your area but you think that this would be inappropriate for your school, you should set this out in your response to section C.
You should consider how this provision will support the vision of your school and align with the local authority’s SEND and high needs strategy, as well as its impact on your curriculum, staffing, and finance model. Successful applicants who have expressed an interest in opening a SEN unit or resourced provision will be supported in the pre-opening period to develop further plans to establish it.
Section B – evidence of the need for a new school in the area
Identifying a suitable location is critical to the success of new free schools. You should consider the need for the places your school would create and the government’s priorities for this wave of the free schools programme when selecting the area for your school.
We are looking to open free schools in areas where they are likely to have the biggest impact on improving outcomes and deliver the best value for money. Your school must be in an area where there is clear evidence of both:
- the need for a high proportion of the additional school places that your school will create to avoid an oversupply of places in the area and to ensure that your school will be viable – section B1
- the need for more good school places to support rapid improvement in educational outcomes for the target cohort of pupils – section B2
If your application does not meet the criteria for demonstrating evidence of need then we may not assess the rest of your application and it may be rejected.
Section B1 – evidence of the need for additional school places
The way we will assess the need for the additional places your school will create and the information you must provide depends on the age range of your school:
- section B1a provides guidance on how we will assess the need for pre-16 places, including nursery, primary, secondary and SEN units or resourced provision
- section B1b provides guidance on how we will assess the need for 16 to 19 places, including standalone and sixth-form provision
If your school includes both pre-16 and 16 to 19 places, such as a secondary school with a sixth form, you must complete both sections as we will assess the need for each phase separately. If there is not sufficient evidence of a need for the 16 to 19 places in your school we may only approve the pre-16 element of your proposal. We may also defer decisions on the 16 to 19 provision until nearer the time it is needed.
B1a – evidence of the need for additional pre-16 school places
If your school includes pre-16 school places, it must be in an area where there is clear evidence of a demographic need for at least half the places the school will create in the short to medium term. This should be up to September 2025 for primary places and September 2027 for secondary places, in line with the latest estimates of the need for places in the school capacity survey (SCAP 21). Evidence of demand for a particular type of school, such as one with a specific religious character or curriculum offer, will not be regarded as evidence of demographic need by itself.
We recommend you use the maps and data to help you identify areas with a potential need for a new school. These maps and data set out the latest estimates of the need for new primary school places and secondary school places. They also show the location of the priority education investment areas and the wider education investment areas.
We adjust our estimated need for additional school places to include centrally funded free schools that are due to open in September 2022 or in the 2022 to 2023 academic year. You should review the list of pipeline projects to see if there are approved free schools proposed to open in later years that may meet the forecast need in your proposed area.
The information provided through the school capacity survey is an annual snapshot. Once you have identified a potential location for your school you must speak to the local authority before submitting your application to understand the up-to-date need for additional school places in your proposed area. This includes any existing plans to meet the identified need.
When assessing the need for the additional places your school will create, we will consider the latest available data on forecast demographic need, both in the planning area in which your school will be located and in neighbouring planning areas. High levels of surplus places or need for places in neighbouring planning areas could affect the evidence of the need for your school if pupils can reasonably travel between these areas. We will also consider any additional information provided by local authorities.
The forecast need for an additional school in an area may change over time. We may cancel projects during the pre-opening phase if there is no longer a need for the places.
Your application should:
- a summary of the evidence demonstrating that there is a demographic need for at least half the pre-16 places your school would create with reference to:
- the proposed size of your school
- the latest published data on the forecast need for places
- the outcome of your discussions with the local authority
- any additional information that the local authority has confirmed is not reflected in the SCAP 21 survey and other evidence that demonstrates a clear need for additional places, such as:
- changes in birth rates or migration rates, new housing developments, or specific changes to yearly cohorts that are relevant to the age range of your proposed school
- any planned school openings, closures or expansions
- plans for a wider than normal catchment area, including any contextual or geographical factors that mean pupils would be willing and able to travel longer than average distances to attend your school – you can refer to the information about your school in section A1
Where an additional need for school places is associated with planned housing developments not already included in SCAP 21 figures, you should include the local authority’s estimates of annual build rates and expected pupil yield by year – how many homes are expected to be built in each year and so how many new pupils are expected to require school places.
Your application will be strengthened if the local authority is able to provide benchmarks for this information, such as other developments under construction or recently completed in the local authority area. We will assess the likelihood of the housing development being completed within the timeframe planned.
You can find more information about calculating pupil numbers from housing developments in the SCAP survey guide for local authorities.
If you are not proposing a nursery, SEN unit, resourced provision or 16 to 19 provision, your response to section B1a should be no more than 1,500 words.
Applying for a school with a nursery
Your application should briefly set out evidence of the need for nursery provision in the local area. This should include any evidence on the type of provision that is needed, including year-round provision, and the take up of places by 2, 3 and 4 year old children.
You should:
- contact the local authority to see if they have an assessment of childcare sufficiency in the area
- review the guidance for existing academies and free schools that are considering lowering their age range to include a nursery
If you believe you have exceptional circumstances that would mean that inclusion of nursery places would be inappropriate for your school, you should set this out in your response to section C.
If you are proposing a nursery, your response to section B1a should be no more than 2,500 words.
Applying for a school with a SEN unit or resourced provision
You should speak to the local authority about whether there is a specific need in your proposed area for a SEN unit or resourced provision and summarise the outcome of these discussions in your response. This should include:
- the age range of the proposed provision
- the types of special educational needs the local authority requires to be met
- the numbers of full-time equivalent places the local authority, or neighbouring local authorities, have committed to commission each year for the first 2 years of opening and expected place demand for the first 5 years of operation
If you are not intending to offer a SEN unit or resourced provision in your school, despite there being a need in the area, you must set out the reasons for this in your response to section C.
If you are proposing a SEN unit or resourced provision, your response to section B1a should be no more than 2,500 words.
B1b – evidence of the need for additional 16 to 19 school places
We do not publish estimates of the need for 16 to 19 places and will consider a range of factors when assessing the need for additional 16 to 19 places created by your school. You must speak to the local authority about the need for the 16 to 19 places your school will create and to help identify any local providers that would be impacted by your school.
Your application should include:
- your proposed catchment area – with your assumptions around journey times for your target student cohort and evidence that they are realistic, having regard to local transport routes, schedules and costs
- forecast changes in the 16 to 19 population in your proposed catchment area – these can be estimated from the forecasts for year 11 pupil numbers
- any existing plans to meet the need in the area – you should review the list of pipeline projects and providers that have been granted post-16 capacity funding
- your target student cohort and your approach to recruitment, setting out:
- the characteristics of your proposed student cohort
- your evidenced assumptions about the expected take up of the type of curriculum your school will offer
- your plans to recruit sufficient students from your target cohort, including any plans around how groups will be prioritised in admissions criteria, and activities to increase the size of your target cohort, such as admissions processes based on measuring aptitude and outreach activity with local feeder schools
- how your school will enhance the local offer made by existing providers and ensure suitable student pathways – with reference to the information you provide for section D, you should set out:
- any qualifications your school will offer that are not locally available or will extend limited local options
- evidenced assumptions that the range of qualification options offered by your school will be suited to your target cohort and will ensure good pathways into education and employment
- how the qualifications offered will respond to local economic needs
- the extent to which your school will support the aim of increasing the numbers of disadvantaged young people progressing to top universities
- the outcome of discussions you have had with the local authority and existing providers in your proposed catchment area, such as sixth form colleges, school sixth forms and further education colleges, including whether they support your proposal and the steps you are taking to address any concerns that have been raised
- a description of any planned partnership arrangements and how they will support your school or enhance the quality and sustainability of the local offer to students, such as:
- support to extend the curriculum or extra-curricular offer available to students in your school or other local providers
- shared services across providers to increase efficiency and reduce the impact on existing providers, such as shared back-office functions
- financial support provided to your school that will deliver an enhanced offer to students
Partnerships might include being part of a strong multi-academy trust or a formalised partnership with an external organisation involved in the running of the school. They might also include agreed plans to collaborate with existing local providers to share facilities or extend the offer available to students across different providers.
We will assess the nature and sustainability of any partnerships on which your application depends. It is important that your school is financially sustainable over the long term. If you receive financial support from a partnership, we may need to test that your school would remain viable should this support not be available in the future. You should identify the parts of your proposal that are dependent on external funding in the relevant sections of your application and outline appropriate mitigations to ensure the viability of your school and the quality of your offer, should this funding cease. The financial viability of your proposal will be assessed in section F. We may approve your application subject to the provision of further evidence that we request on the nature of any partnership and the impact on your proposal should this partnership end.
We may also approve your post-16 provision subject to further assessment of the local need for additional 16 to 19 places and the contribution that your proposal could make to meeting it.
If you are proposing a standalone 16 to 19 school or 16 to 19 provision attached to a pre-16 school, your response to section B1b should be no more than 3,000 words.
B2 – evidence of the need for more good school places
We are looking to open free schools in areas where they are likely to have the biggest impact on raising standards. We will consider applications in all areas of the country, but we will prioritise proposals for free schools that:
- are in one of the 55 education investment areas identified in the schools white paper, where outcomes in literacy and numeracy are the poorest, especially those located in one of the 24 priority education investment areas
- will support a rapid increase in the number of disadvantaged students progressing to leading universities, particularly for proposals with 16 to 19 places
The maps and data provide the locations of the priority education investment areas and the wider education investment areas.
When comparing the relative need to improve educational standards between areas we will also look at:
- headline performance data on attainment and progress, especially outcomes for disadvantaged pupils
- Ofsted grades for comparable providers
- the latest data on the destinations of students after key stage 5, when assessing proposals to open free schools with 16 to 19 places
When choosing a location for your school you may find it useful to refer to the following websites to find out more information about the quality of existing local schools:
- compare school performance – provides Ofsted ratings and institution-level data on school and college performance, including progress, attainment and student destinations after key stage 5, with breakdowns for the performance of disadvantaged pupils
- explore education statistics – provides area-level data on school and college performance and student destinations
You do not need to provide additional information in this section to support your choice of catchment area as we will use the data we already hold to assess the need for additional good school places in an area. If you believe there are exceptional circumstances that would strengthen the case for additional good school places in your proposed catchment area, then you can provide additional contextual information. This could include information on the performance of schools in neighbouring local authority areas, where the catchment area for your proposed school will reasonably cover more than one local authority.
Your response to section B2 should be no more than 1,000 words.
Section C – vision
In this section, you should set out a compelling and achievable vision for your school that will be attractive to parents and pupils, raise standards and support improvement in the wider school system. Your vision should be evidence-based and consistent with the rest of your application, which should clearly show the plan for implementing this vision.
We are particularly interested in applications where the vision clearly aligns with the aims of the schools white paper. We will focus our school improvement activity in the 55 education investment areas, in particular in the 24 priority education investment areas.
All applicant groups should complete this section in full.
Your application should include:
- your assessment of the educational and wider needs of the pupils in your area, including the specific needs of your target cohort, you can refer to your evidence on pupils’ needs provided in section D
- how your school will meet the needs of this cohort and enable them to meet their potential
- how your school will support wider improvement in the school system – this should include the planned growth strategy for your trust and any other planned activity to support school improvement, such as collaborations with other local schools and 16 to 19 providers
Your growth strategy should include:
- the number of schools you plan to have in total
- your planned geographical spread and timescales
- a summary of any discussions you have had with the relevant regional directors’ teams
In setting out your vision, your application should include:
- the key features of your school, including its age range, any specialisms or distinctive pedagogies, plans to include a sixth form, SEN unit, resourced provision or nursery or plans for a religious designation or ethos
- a compelling rationale for any atypical features and mitigations for any risks they create, including any plans for an atypical age range, school capacities that are lower than our expectations of school size in section A2, or a decision not to include a nursery, SEN unit or resourced provision, where expected
- evidence of demand from potential parents for your school and how your vision responds to the needs of the local community – this is particularly important if your school will have atypical features or provide for a specific cohort, such as atypical age ranges, a distinctive pedagogy or by seeking a religious character and should include information about the choice of schools already available locally in terms of their intake, ethos, size, curriculum or pedagogical focus
- the contribution your school will make to achieving the government’s policy aims set out in the schools white paper, such as:
- increasing capacity in the areas of the country where outcomes are poorest, focused on education investment areas and priority education investment areas
- providing access to world-class training and professional development, giving teachers the expertise and support needed to deliver great teaching, whilst developing a sustainable work-life balance to support the wellbeing for all staff
- ensuring that all children will be taught a broad, ambitious, knowledge-rich curriculum and have access to high-quality extra-curricular provision
- providing targeted support for every child that needs it, through high-quality classroom teaching and evidence-based targeted support – including tutoring
- increasing the proportion of disadvantaged children progressing to leading universities
You do not need to provide details of your intended enrichment programme at this stage unless it is crucial to achieving your vision. If that is the case, you should mention it in this section and provide more details in section D. Any extra-curricular plans must be affordable within your financial plans.
Your response to section C should be no more than 2,000 words.
Section D – education plan
In this section, you need to set out the plan to deliver your educational vision. We are looking for an ambitious and deliverable education plan, which is consistent with your vision and pupil intake.
Your education plan must be affordable, sustainable and consistent with your financial plans. Any areas of your education plan that would be supported by third-party funding must be clearly identified in your application and mitigations set out for any reductions in this funding. We will assess the basis of any third-party funding provided in section F to ensure that it is sustainable.
When preparing your education plan you must consider the information set out in annex A and annex B, which cover the requirements on free schools and applicant groups.
Section D of the application form has 2 different parts, which must be completed in full by all applicants.
Part 1
You must complete table D showing how your school will grow over time to full capacity and attach it separately to the application form.
If you are required to complete the financial template then the pupil numbers included in this table must be consistent.
If you are applying to open more than one school, you must complete a separate table for each school you are proposing.
Part 2
You must provide the information relevant to each criteria:
- D1 – the curriculum plan
- D2 – measuring pupil performance and setting challenging expectations
- D3 – staffing
- D4 – integration and community cohesion
D1 – curriculum plan
You should set out an ambitious, affordable and deliverable curriculum plan, which is consistent with your vision, pupil intake and financial plan.
You should provide an evidence-based rationale for your proposed approach, supported by references to published data and research.
If your school delivers pre-16 education it must provide a broad and balanced curriculum. Plans for 16 to 19 education should offer an appropriate and sustainable range of qualification options, suited to your target cohort and ensure good pathways into education and employment.
All applicant groups should complete the tables referred to in this section. Your application should include:
- a list of subjects to be offered for each key stage of the intended school, including early years foundation stage (EYFS) where applicable, with the number of hours spent per week on each – you do not need to provide sample timetables
- the length of the school day, including any enrichment time, making a distinction between compulsory and voluntary activities – this should reflect the aim within the schools white paper for a richer, longer average school week, which makes the most effective use of time in school and ensures children enjoy a rounded education
If you do not currently run an open state-funded school of the same phase as the school that you are proposing, your application should include:
- your understanding of your expected pupil intake and their needs including:
- pupils with differing degrees of SEND, including pupils who would attend any SEN unit or resourced provision that you are proposing
- looked after children
- pupils requiring literacy and numeracy intervention, including those with English as an additional language (EAL) who are at the early stages of learning English
- pupils from disadvantaged backgrounds, including those that attract the pupil premium
- the curriculum that you are proposing and the evidence underpinning it – if your school will provide pre-16 education and you are not planning to teach the national curriculum in full, explain:
- how your proposed curriculum would be different
- your rationale for the differences
- how the curriculum will be broad and balanced, see annex C for more information
- your approach to teaching and learning – specifically, how this will ensure the curriculum is delivered in an effective manner that meets the needs of your expected intake
- any extra-curricular or enrichment activity that you will offer outside of your core curriculum and is essential to achieving your vision, the basis on which it will be provided and the intended outcomes for your pupils
- how your proposed curriculum and extra-curricular activities will be deliverable and affordable – if relevant, you should show how you intend to use resources from an existing school, college or university to contribute to the delivery of the curriculum or improve teaching capability
- how behaviour and attendance in your school will be managed effectively
- how the school will support pupils’ personal development
- how the school will ensure a strong culture of safeguarding
- the strategies you will put in place to support pupils to be successful when they join and leave the school
If you already have at least one open state-funded school of the same phase that you are proposing, your application should include:
- details of the pupil intake at your existing school and any differences with the expected intake at the new school including:
- pupils with differing degrees of SEND, including pupils who would attend any SEN unit or resourced provision that you are proposing
- looked after children
- pupils requiring literacy and numeracy intervention, including those with EAL who are at the early stages of learning English
- pupils from disadvantaged backgrounds, including those that attract the pupil premium
- an evidence-based rationale for any changes to the approach you will take in your new school, including to the curriculum, approach to teaching and learning, extra-curricular offer or behaviour management – if you do not plan to make any changes you should set out your rationale for how this will be sufficient to meet the needs for your new school cohort
- how any changes you propose to make will be deliverable – if relevant, you should show how you intend to use resources from an existing school, college or university to contribute to the delivery of the curriculum, improve teaching capability or help students secure high-quality university places
If you have multiple strong schools of the same phase and type as the new school you are proposing, you can compare the intake of the new school with one of your existing schools or the whole cohort of your trust.
We will assess the quality of your plans based on a combination of your track record and the evidence you provide against the criteria.
Applying for a school with a nursery
Your application should include:
- how you will meet the requirements of the early years foundation stage (EYFS) for nursery and reception classes
- whether your nursery provision will be delivered directly by the school or in partnership with an external provider and your rationale for this approach
- where appropriate, how you will deliver the government’s commitment to providing 30 hours of free entitlement provision for 3 and 4 year old children of working parents, and whether you will offer provision over and above any free entitlement
- your approach to making places available for 3 and 4 year old children whose parents do not qualify for the 30 hours entitlement
- whether funded provision for disadvantaged 2 year olds will be included
- a proposed staffing model and ratios, including whether this will include qualified teacher status (QTS) or not
- intended numbers with an approximate breakdown of 15 and 30 hours
- details of any proposed wrap around care
Applying for a school with 16 to 19 places, either as a standalone 16 to 19 school or sixth form
You must ensure the curriculum plan is consistent with the evidence provided in section B on need. Your application should include:
- how you will enhance the local offer through the subjects and qualifications offered with a coherent package that:
- is attractive to your target cohort
- supports improved student outcomes
- complements existing provision
- offers effective pathways into education and employment
- your assumptions on future pathways for your target cohort, including the progress of disadvantaged students into leading universities, where relevant
- your engagement with other schools and colleges in the area, to understand their current curriculum offer
- any proposals for collaborating with other providers to extend the curriculum offer available to students at your school and in other schools locally
If you are proposing a sixth form as part of a secondary school, we expect it to offer a minimum of 15 A level subjects, either directly or through partnership. If there are strong reasons why this would not be appropriate for your school, you must set these out. Sixth forms are required to deliver religious education to all pupils to age 18. This requirement does not apply to standalone 16 to 19 schools.
We expect free schools with 16 to 19 provision that are planning to offer technical qualifications to offer T Levels where these are available in relevant subjects unless there are strong reasons why this would not be appropriate for your school. If this is the case, you must set out these reasons. You must also set out any anticipated impact of the planned reforms to vocational qualifications on the programme of study that you offer.
Your response to section D1 should be no more than 3,000 words, not including the required tables.
If you are proposing a school with a nursery or SEN unit, your response to section D1 can be up to 3,500 words.
If your school includes 16 to 19 places, either as a standalone school or as a pre-16 school with a sixth form, your response to section D1 can be up to 4,500 words.
D2 – measuring pupil performance effectively and setting challenging expectations
Your plans should be evidence-based and ensure ambitious and realistic expectations for the performance, behaviour and attendance of all pupils, underpinned by a proportionate and effective system of assessment.
Your response should set out how you will ensure your new school will meet the:
- expectations on assessment in the relevant Ofsted inspection handbook – see annex C for more information
- recommendations in making data work on using assessment effectively and avoiding unnecessary burdens for staff or learners
If you do not currently run an open state-funded school of the same phase as the school that you are proposing, your application should include:
- how attainment and progression will be measured as part of a proportionate assessment system for improving pupil performance
- how you will use appropriate data to inform teaching and improve progression and attainment for all pupils, including how you will set explicit, ambitious and realistic expectations for pupil performance behaviour and attendance
- how you will review success measures and expectations regularly to improve your school’s performance, including how you will evaluate whether your approaches for disadvantaged pupils are working and how you will benchmark assessment data with other relevant schools
- how you will measure and improve the quality of teaching in the classroom
- how you will involve parents and report progress to them
If you currently run an independent school, you must set out any differences in how you will measure pupil performance and set challenging expectations.
If you already have at least one open state-funded school of the same phase that you are proposing, your application should include:
- any changes to the way in which you will measure pupil performance and set challenging expectations for pupil performance, behaviour and attendance – if you do not plan to make any changes you should set out how your existing approach will meet the needs of your new school cohort
- how your systems for measuring pupils’ performance help to raise attainment and improve progress for disadvantaged pupils
If you compared your proposals with a single school in section D1 use the same school for comparison. If you compared to the whole cohort of your trust then do the same here.
We will assess the quality of your plans based on a combination of your track record and the evidence that you give against the criteria.
Your response to section D2 should be no more than 2,000 words.
D3 – staffing
You need to demonstrate a strong understanding of teacher recruitment and retention issues and show how you will ensure that you have the appropriate staff to deliver your curriculum effectively. This should include concrete plans to manage and develop the workforce successfully, including ensuring that workloads are sustainable.
You must ensure that your staffing structure:
- matches your proposed curriculum
- complies with the statutory responsibilities of a state school, including on SEND and child protection
- includes an appropriate balance of roles, experience and expertise across the senior leadership team, middle managers, special educational needs co-ordinator (SENCO), subject leaders, teachers and support staff
- will meet the requirements to achieve an Ofsted judgement good or outstanding
- can be delivered within your expected income
Staff recruitment and retention
Your application should include:
- your strategy for recruiting high-quality staff, demonstrating how you will mitigate any challenges that you have identified relevant to the local, regional or national context, including any potential impact on existing local providers
- your strategy for staff retention including:
- how you will support the continuous professional development of your workforce
- your approach to flexible working
- your proposals for managing teacher workload and wellbeing so that it is sustainable as the school expands, including your plans to meet the recommendations of the independent review group reports on eliminating unnecessary workload in marking, planning and resources and data management
You may wish to refer to:
- school workforce in England statistics
- the teacher recruitment and retention strategy
- making data work
- the education staff wellbeing charter
- the school workload reduction toolkit
- flexible working in schools
How your staffing structure will support growth and change
Your application should include:
- an affordable staffing structure and sensible phasing plans that will deliver a suitable curriculum at each stage as the school grows to capacity – you should attach as an annex an organogram showing the proposed staffing structure and lines of accountability for leadership, teaching and support staff each year until the school is at full capacity, including nursery and sixth form provision, where applicable
- how you will regularly review key financial health and efficiency metrics in planning your staffing and timetabling to deliver an affordable curriculum – including teacher contact ratio, average class size and average teacher cost
- credible contingency plans showing how you will adapt your approach to deliver your vision and education plan if your income is less than expected – for example if pupil recruitment is below your forecast
If you do not currently run an open state-funded school of the same phase that you are proposing, you must demonstrate that at full capacity your staffing structure is sufficient to deliver the curriculum plan, consistent with the information provided in the financial template.
If you already have at least one open state-funded school of the same phase that you are proposing, you must include plans to tailor your staffing structure to respond to the needs of your target cohort.
If you have any existing schools, either state-funded or independent, you must set out if you intend to use any of your existing staff in this school and how this will work in practice.
If you are intending to work with a partner organisation, such as a university, you must set out how and to what extent you intend to use resources from your partner organisation to deliver your education plan.
Applying for a school with a nursery
You must set out whether your early years provision will be led by a qualified teacher. Refer to the statutory framework for the EYFS for staff-to-child ratio options, as there may be implications for the number of funded early years places that can be offered, depending on the staff-to-child ratio applied.
Your response to section D3 should be no more than 2,000 words.
D4 – integration and community cohesion
Your application must demonstrate how your school will:
- promote integration and community cohesion, with a view to ensuring all children and young people can participate fully in life in modern Britain
- be welcoming to pupils from all communities, backgrounds and religions or beliefs, including pupils of no religious belief, and not have policies that disadvantage these different groups of pupils
For all applications, you should set out how your proposed school will, in line with the requirements of the Equality Act 2010:
- attract pupils from different communities, backgrounds, religions or beliefs, including pupils of no religious belief – this should reference your approach to admissions
- ensure that all pupils feel welcome at the school and can play a full and active role, where relevant this should include reference to policies that could impact pupils of different religions and beliefs, such as:
- the religious education curriculum and the arrangements for collective worship, including the proportion of time devoted to faith-related studies
- the alternatives to religious education and collective worship if parents choose to withdraw pupils from these areas
- any planned separation of pupils, including for religious education or when they are eating
- the proportion of lessons taught in community languages
- the school’s uniform policy, including in relation to the wearing of religious symbols, and how this will avoid disadvantaging different groups
- how the school meals policy will cater for different dietary requirements
- encourage and support all pupils to respect and learn about each other’s customs, beliefs and ideas
- actively promote the fundamental British values of democracy, the rule of law, individual liberty, and mutual respect and tolerance of those with different faiths and beliefs, see annex C for more information
- prepare children for life in modern Britain including, equipping them with the skills, values, attitudes and knowledge to become active citizens in wider society and play a positive role in shaping cohesive and integrated communities, which should include reference to:
- the teaching of spiritual, moral, social and cultural development – you may want to consider the guidance on promoting fundamental British values through SMSC
- the teaching of personal, social, health and economic education (PSHE)
- programmes or activities aimed at helping pupils value differences and contribute to their communities as active citizens
- how the school will adhere to its Prevent duty
- appropriate policies on safeguarding and promoting the welfare of children
- comply with its duties on political impartiality, see annex C for more information
Applying to open a school designated with a religious character
Schools that are designated as having a religious character have specific freedoms over how they deliver religious education, appoint staff and their admissions. We welcome applications for schools with a religious character where there is a demographic need for the school and demand for the places they will create. More information on schools with a religious designation is available in annex C.
If your application is for a school designated with a religious character you should include:
- a brief explanation of how the school’s religious character will be reflected in the curriculum – including the proportion of the school’s timetable devoted to religious education and other subjects that include some faith-based teachings or use faith-based materials and the time devoted to worship, reflection time and prayer
- how the criteria for staff appointments to the school will support inclusivity
Free schools with a religious designation have specific requirements in their funding agreement in relation to integration and community cohesion. There are a range of ways in which free schools with a religious designation can evidence their commitment to integration and community cohesion. You may want to consider:
- having a diverse trust board, including one or more directors or trustees of another or no faith
- evidence of plans to work with local community groups, faith bodies and schools without a religious character or a different religious character to support community cohesion and integration
- setting up a mixed-faith multi-academy trust (MAT) with schools of different faiths or no faith so that pupils can mix with peers from different religious and ethnic backgrounds
We will consider the potential impact on integration and community cohesion and the intake of neighbouring schools before a new school is approved. We may speak to representatives of relevant faith denominations about the faith elements of your application. We will not approve any free school application where we assess it to be likely that:
- the school would not be inclusive of pupils of different religions or beliefs, including those without a religious belief, who might otherwise attend the school
- the school would teach creationism as a valid scientific theory or fail to teach evolution adequately as part of their science curriculum
- any member of the applicant group holds extremist beliefs, as defined in the Prevent duty guidance
Your response to section D4 should be no more than 1,500 words.
If you are proposing a free school with a religious designation, your response to section D4 should be not more than 2,000 words.
Section E – capacity and capability
In this section, you must demonstrate the capacity and capability to deliver a financially viable school that will provide a high-quality and inclusive education within a strong trust.
You will need to demonstrate that you have the necessary experience and credentials within your group to deliver the school to opening and an effective governance structure. If you already run an open school you will all also need to demonstrate a strong educational track record.
The schools white paper defines trust strength against the following 5 areas:
- high quality and inclusive education
- transformative school improvement
- effective and robust strategic governance
- strong financial management
- train, recruit, develop and deploy workforce effectively
If you run an existing trust, we will use the information in your application alongside the information we already hold to assess the strength of your trust, taking into account the length of time your trust has been established.
If you will be establishing a new trust, we will assess your capacity and capability to establish a strong trust.
Section E1 – a strong educational track record
This section is only relevant if you currently run or lead schools. Other applicants will not be scored for this section.
All groups who currently run or lead schools will need to have a strong educational track record to be approved to open a free school. This generally means:
- any existing schools that you run have a ‘good’ or ‘outstanding’ judgement from Ofsted or another appropriate inspectorate for independent schools
- there are no significant outstanding issues on compliance in your most recent inspection report, where appropriate, and any additional inspections requested result in standards being met
- headline accountability measures for all pupils and for disadvantaged pupils are above local authority and national averages
We will assess whether you have a strong educational track record by using the information we hold, along with publicly available data about the schools in your trust. This includes schools that you have recently taken over or opened.
You are not required to provide any information for section E1. However, if there is a specific reason why a school that you run does not meet the definition of having a strong educational track record, you should provide additional information that will help us to understand the reasons for this and the actions in place to improve performance. We will need to be satisfied that you have sufficient capacity to improve your existing schools alongside opening a new free school. If there is underperformance in your open schools we are likely to recommend that you focus on raising standards in the schools you currently run, rather than opening a new free school.
We will take into account the impact of the coronavirus (COVID-19) pandemic when assessing your educational track record. You can provide any specific information on the impact of COVID-19 on the educational performance of your schools.
If you are providing information for section E1, your response should be no more than 500 words.
Section E2 – the necessary experience and credentials to deliver your school to opening
In this section, we will assess whether you have access to appropriate educational, financial and other expertise to ensure your school will open successfully. Your application will be rated more highly if:
- your core applicant group includes individuals with appropriate education and finance expertise
- you already have individuals in your core applicant group who would make strong trustees once the school is open, or who are currently strong trustees or governors at an existing school
- you show a clear understanding of the skills and capacity required to run a successful school and have secured sufficient and realistic time commitments from each individual
You will be assessed on the quality of your plans to fill the gaps identified, including the relevant experience and track record of any individuals you have identified to fill these gaps.
We will refer to the growth plans for your trust set out in section C, along with the performance of any schools that individuals are associated with to assess whether you have the required capability and capacity to open a successful new free school in your proposed location.
In section E2, you must:
- complete table E with information about each individual who is part of your core applicant group, including:
- all members and trustees of your academy trust
- members of the executive team
- the lead person from any partner organisation your application depends on
- any other members of the pre-opening team
- anyone else providing a relevant contribution
- demonstrate that you have access to individuals with expertise in state education and finance
- demonstrate that you have access to people with expertise in as many of the following areas as possible, who can make sufficient time commitments to establishing your school:
- leadership
- project management
- marketing
- human resources
- safeguarding
- health and safety
- conduct a skills gap analysis of proposed trust members who will make up the pre-opening group, including your existing governors or trustees if you already run a school, and complete table E1 setting out how your plans to fill any gaps
- set out your plans and timeline for recruiting a principal designate and executive head, if you intend to have one, in box E2b
- use the supplied template to provide the CVs of:
- any individuals named in table E
- your preferred candidate for principal designate, if you have one
If you are applying to establish a school with a religious designation, you should consider how you can establish your capacity in a way that supports integration within your school, for example, by including directors or trustees who are not of the same faith as the school designation.
If you are proposing a school with a specialism, nursery, SEN unit or resourced provision, you should identify individuals in your applicant group with the relevant experience and expertise to support the development and delivery of these parts of your school.
Your response to section E2 should be no more than 2,000 words not including the CV templates.
Section E3 – an effective governance structure
When completing this section you may want to refer to the Academy Trust Handbook and the Governance Handbook, which outlines the features of effective governance that you should consider when formulating your governance arrangements.
If you are not currently operating as a MAT, your application should include:
- a scheme of delegation showing your proposed governance structure, including lines of accountability between the members, trustees, any local governing bodies or committees and the school’s senior leadership team – if you want to provide a diagram of your trust’s proposed governance structure then you should submit it as an annex to the application form
- the roles and responsibilities of the trust’s members, the trustees, the executive team, any proposed committees and the principal
If you are a local authority maintained school or a group of maintained schools you should describe how your governance will work once you have established your academy trust.
If you are a trust who is currently a MAT, we will look at the effectiveness of your existing governance. Your application should include:
- how the new school will fit within the current structure of your MAT
- any changes you will make to your existing governance structure, roles and responsibilities, or schemes of delegation to ensure your trust continues to exercise strong accountability for your free school and your trust
We will consider the proposed size and structure of your board of trustees and whether it will facilitate effective decision-making.
Your response to section E3 should be no more than 1,500 words.
Section F – financial viability
You must demonstrate that your school will be financially sustainable. You must have robust and credible plans to attract good pupil numbers that take account of our minimum expected sizes for new free schools. Your trust should implement effective resource planning to ensure every pound is used efficiently to improve children’s education standards and have maximum impact on the pupils and the school. Schools that do this well tend to:
- base their financial planning on delivering educational outcomes, rather than as a separate bolt-on consideration
- have a strategic financial plan for the next 3 to 5 years
- deploy their staff effectively and efficiently, linked to their long-term plan
- have financially skilled governors and headteachers
- have skilled staff responsible for managing finances
- have transparent financial systems and processes that encourage constructive challenge within and between schools
In developing your plans you should:
- read the overview of free school funding in the free school pre-opening guide
- view the financial template, together with guidance on how to complete it
- access the guidance and tools on efficiency and financial health created to help schools and trusts get the best value from all their resources
- complete the school resource management top 10 planning checks for governors
Your school must not be dependent on borrowing or nursery income to deliver a viable school and break even in any year.
Where third-party funding is provided, you should state clearly what it will fund and the impact on your school and its education model if that funding stopped. We may request additional information about third-party funding if it forms part of your financial plan. You may provide other evidence of third-party funding, such as letters, as annexes if you think this would support your application.
Even if you are an experienced education provider, the financial template can help us assess your understanding of managing a state school’s finances and the financial challenges associated with opening a new school.
If you currently run any open state-funded schools, or if you are an independent school applying to open a new free school
We will consider the financial health of your trust or business as part of our overall assessment.
We may ask you to resubmit your financial plans ahead of an interview if we are unclear on any aspect of this section of your application.
If you have opened a free school of the same type and phase before September 2020
We will use the information we already hold about the financial situation of your schools, including pupil recruitment numbers. You do not need to provide additional information unless there is something specific that you believe will help us to understand the financial health of your trust.
You do not need to complete the financial template at this stage. If you are invited to interview, we may ask you to provide further financial information, including the template, particularly if your existing school or the one you are proposing is small.
If you have not opened a free school of the same type and phase before 2020
You must:
- complete the financial template showing income and planned expenditure and the assumptions made about each line in the space provided, explaining clearly what your assumptions are based on and the evidence that demonstrates that your assumptions are realistic and appropriate
- make sure that the information in your plan is consistent with the other parts of your application, for example, the curriculum offer, staffing structure and pupil numbers in the education plan should agree with the financial plan
- show that you have allowed for unforeseen problems and contingencies.
- not show a cumulative deficit in any year – any in-year deficits must be planned for by accumulating a surplus in previous years
We will assess the quality of your financial plan by the extent to which it is reasonable, represents good value for money and is prudent. We will consider:
- core operating income and expenditure assumptions – it is vital that these are included in the plan
- benchmarking information for income and expenditure, including for nursery provision, where applicable – these should also be entered in the assumptions and rationale column
- any centrally provided services and their costs
- the proportion of spend allocated to each budget area, and particularly to staffing
- staff to pupil ratios
- the context of the local area, such as the percentage of pupils requiring free school meals and pupils with special educational needs
- whether the funding will be sufficient to deliver the school’s particular education offer – for example, specialist teachers or equipment
Applying for a secondary school with a sixth form
The proposed sixth form must be financially viable, including a reasonable allocation of the costs of those staff teaching both pre- and post-16. It must not impact negatively on funding available within the school for pre-16 education.
Applying for a standalone, specialist 16 to 19 school
You will need to evidence how your proposed school will be financially viable and support good student choices, based upon the student intake and education model.
Applying for a school with a nursery
You must demonstrate that the school and the nursery will each be financially viable without reliance on cross-subsidy.
Your application should briefly set out:
- any plans for developing the nursery provision over time to increase the number of places
- your approach to the balance between state-funded places and parent-funded places
- your charging policy, including any finances associated with additional hours that parents can pay for
Information on nursery funding is provided in chapter 6 of the free school pre-opening guide.
Applying for a school with a SEN unit or resourced provision
You should provide the expected rate of top-up funding that the local authority, or neighbouring local authorities, are expected to provide for the first 5 years of opening.
Include in an annex to your application, evidence of the number of places that local authorities will commission and confirmation that they will pay the necessary top-up fee.
If you have not previously opened a free school, or have not previously opened a free school of the same phase and type before September 2020, you must complete the financial template.
Any additional information in section F must not be more than 1,000 words.
Section G – the proposed location and site
Finding a suitable site is an essential part of opening a free school. We will look favourably on applications where our site assessments show that we are likely to secure a value-for-money site in a timely manner with an acceptable level of risk. This will reduce the risk that your project will be delayed or cancelled during the pre-opening phase if we are unable to secure a viable site for your school.
We have a team with specific property and planning expertise that acquires sites for free schools. They also oversee construction, redevelopment, and necessary works. They will undertake a site assessment and consider the value for money, timescale, and delivery risks in securing a site for your school.
If your application does not include proposals for a site, but your application is strong in all other areas, we may consider conducting a commercial site search on your behalf.
Your application may be strengthened if you can identify potential sites for your school, though we make the final decision on the location of any school.
If you have identified a site
You should:
- provide as many of the details set out in annex E as possible, including:
- site location
- address
- ownership
- overall site area
- gross internal floor area
- list any sites identified in order of preference
- make enquiries as to the likely basis for acquiring your preferred site acquisition, such as a peppercorn lease, freehold, commercial lease, long lease
You must not:
- enter into any negotiations – if your application is approved, we will undertake negotiations to acquire a site for the school on your behalf
- include sites that will be prohibitively expensive to develop or have significant delivery challenges – sites that are designated as green belt in an existing local plan are very unlikely to be suitable for development
We will assess the viability of the site using the information requested in annex E. This information will help you search for suitably sized sites and buildings. These sizes are guidelines, not requirements or entitlements.
We will make an overall cost and value for money assessment of your preferred site. You should aim for the lowest possible capital costs and be as flexible as possible in your site requirements.
Where a local authority offers a site on a peppercorn lease basis, we would expect them to meet site abnormal costs as part of formal approval.
The free schools capital property and planning teams provide advice on finding a site, as well as the process and requirements for planning permission and associated approvals. They can also provide you with a model lease on request. Email [email protected] for support.
Complete the section G tab in the Excel spreadsheet.
Annex A: checks on applicants
The Secretary of State for Education will only allow suitable persons to establish publicly funded free schools.
Applicants must abide by the 7 principles of public life which set out the standards of behaviour we expect.
We will undertake due diligence checks on proposers as part of the selection process, including social media and internet searches. We may also ask you questions during the interview about the 7 principles of public life. The Secretary of State may reject applications where the previous conduct of individuals associated with the trust does not comply with these 7 principles.
The Secretary of State will reject applications put forward by organisations that advocate violence, extremism, or other illegal activities.
We will also complete credit checks on individuals to ensure the suitability of proposers to set up and run free schools. We will share personal information provided as part of the application process with third parties for the purpose of these checks.
You must complete a suitability and declarations form for each individual member and trustee of the academy trust regardless of whether they have previously submitted this form. If the director of finance, chair, or CEO is not a member or trustee, we also require completed suitability and declarations forms from them.
If you are applying for more than one school, but the individuals involved in establishing the schools are the same, you only need to send the forms once, stating which schools they apply to in your form.
Email scanned copies of your signed suitability and declarations forms with a passport-sized photograph attached to each applicant’s form to [email protected]. The email should include the names of your proposed schools and state the application reference number in the email subject title.
If you are successful at the assessment stage, the chair of trustees must apply for an enhanced Disclosure and Barring Service (DBS) certificate via DfE during the pre-opening phase. The Secretary of State will countersign the DBS certificate.
All other members and trustees must obtain an enhanced DBS certificate. The chair of trustees is responsible for ensuring that all members and trustees have an enhanced DBS certificate that was issued within the last 2 years.
Annex B: technical and legal considerations for proposer groups
Setting up an academy trust
Each free school is run by an academy trust formed specifically to establish and run one or more schools. The academy trust is the body that submits the application to open the free school and with which the Secretary of State enters into a funding agreement.
If you are a new proposer and need to establish an academy trust, you must do so before you apply using the model articles of association. Information on how to set up a company is available from Companies House. Additional guidance is available from Create: Schools.
If you currently lead one or more maintained schools, we expect your existing maintained school or schools to convert to academy status. You must form a MAT that will incorporate both the new free school and your existing schools. You do not need to convert to academy status before applying, but we expect your application to set out your plans for how you will do this if your application is successful.
Third parties
You may appoint a third party, through an open and competitive tender process, to support you in developing your application. However, you must not enter into any contracts with the expectation of public funds.
If any individuals or organisations that are not part of your trust have assisted you in writing your application, you should explain how you will secure further resources to address any gaps in capacity or capability during the pre-opening phase.
Public Sector Equality Duty
All free schools are subject to the public sector equality duty, which forms part of the Equality Act 2010. This duty requires your trustees, both in planning and running your school, to have regard for the need to eliminate discrimination, harassment and victimisation, advance equality of opportunity and develop good relations between communities.
We will look for evidence that you have considered these responsibilities in your application. You should consult the guidance for schools on the Equality Act.
Annex C: requirements for free schools
As free schools are legally academies, they have more freedom and control over certain things than maintained schools. There are some requirements and obligations that all free schools must follow once open.
See the pre-opening guidance for more information.
Safeguarding
Schools and their staff form part of the wider safeguarding system for children. Safeguarding and promoting the welfare of children is everyone’s responsibility. School staff are particularly important, as they are in a position to identify concerns early and provide help for children to prevent concerns from escalating.
It is vitally important that as an academy trust you fully understand your responsibilities for safeguarding the children in your care. You should read:
- keeping children safe in education
- working together to safeguard children
- what to do if you’re worried a child is being abused: advice for practitioners
When a school opens we would expect it to be meeting the requirements set out in keeping children safe in education.
Admissions
Free schools must adopt fair admission practices and arrangements that comply with the:
- school admissions code
- school admission appeals code
- law on admissions as it applies to maintained schools
Admissions policies for standalone 16 to 19 schools are not subject to the school admissions code but must be fair, objective and transparent.
You must draft your initial admission policies using the relevant template. Refer to the guidance on free school admissions to check your admissions policy complies with our requirements.
Curriculum requirements for primary, secondary and early years
All schools teaching primary or secondary pupils must teach English, maths, science and religious education within a broad and balanced pre-16 curriculum. Primary schools should consider how they will support progression to secondary school, making sure that all pupils have the knowledge and skills that they will need to succeed there.
All schools must teach a curriculum that promotes pupils’ spiritual, moral, cultural, mental and physical development and prepares them for the opportunities, responsibilities and experiences of adult life.
All pre-16 schools must teach religious education. If your school also has 16 to 19 places, such as a sixth form, then you must also provide religious education for these students. This requirement does not apply to standalone 16 to 19 schools. If your school is not designated as a school with religious character, the religious education curriculum must reflect that the religious traditions in Great Britain are, in the main, Christian, while taking account of the teaching and practices of other principal religions in the country. Parents have the right to withdraw their children from religious education and schools must comply with their request.
Early years provision, including reception classes, must deliver the early years foundation stage (EYFS) statutory framework and programmes of study.
Fundamental British values
All free schools must meet the spiritual, moral social and cultural standard that is set out in Part 2 of Schedule 1 to the Education (Independent School Standards) (England) Regulations 2010, as amended.
See the guidance on promoting fundamental British values as part of pupils’ spiritual, moral, social and cultural development for more information.
Political impartiality
All free schools must remain politically impartial. Schools must not promote partisan political views and should ensure the balanced treatment of political issues.
See the guidance on political impartiality in schools for more information.
Performance and accountability
All state-funded schools, including free schools, are held to account against the same performance measures. You should consider the accountability measures that would apply to your school.
All schools must collect performance data and publish results. Details about what will be published in the performance tables can be found in the statements of intent.
All state-funded schools, including 16 to 19 free schools, are inspected under the common inspection framework: education, skills and early years. Pre-16 free schools are inspected under the Ofsted schools handbook and 16 to 19 free schools are inspected under the further education and skills inspection handbook.
Pupils with special educational needs or disability
All mainstream schools admit children with special educational needs or disabilities (SEND), including those with education, health and care (EHC) plans.
All free schools must have regard to the SEND code of practice, including using their best endeavours to make sure that a child with special educational needs (SEN) gets the support they need. This means doing everything they can to meet children and young people’s SEN.
All primary, secondary and all-through free schools must employ a special educational needs co-ordinator (SENCO) who is a qualified teacher. If that individual has not held a SENCO role for a total period of more than 12 months prior to 1 September 2009, they must have the national award for SEN co-ordination or be working towards it.
There must be a named person in 16 to 19 free schools with oversight of SEN provision to ensure co-ordination of support, similar to the role of a SENCO.
All mainstream schools must admit a child where the school is named in a child’s EHC plan.
Schools cannot unlawfully discriminate against pupils because of their sex, race, disability, religion or belief or sexual orientation. You will be expected to demonstrate an understanding of the implication of this requirement, and how your school will make reasonable adjustments for pupils with disabilities.
Boarding provision
Free schools can offer boarding provision (residential accommodation) for some or all of their pupils. The school admissions code sets out the requirements for boarding provision in primary and secondary free schools.
Free schools offering boarding provision may only charge fees to cover the cost of overnight board and lodging and must also meet the national minimum standards for boarding schools.
Any proposer considering offering boarding provision in a 16 to 19 free school should consult Create: Schools.
Schools with a religious designation
If you want particular religious beliefs to be reflected in your curriculum, staffing and admissions policies you must seek a religious designation for your school. This is a legal recognition that your school will have a religious character.
New free schools designated with a religious character are able to:
- admit up to 50% of pupils by reference to faith, if your school is oversubscribed
- appoint teachers by reference to faith
- provide religious education and collective worship according to the tenets of the faith of the school
Free schools with a religious designation that have a nursery can reflect their religious outlook within the life of the nursery, for example, celebrating religious festivals or using activities based on religious texts. These schools are not permitted to apply any faith criteria for admissions to nursery places. The nursery must abide by the same requirements in the funding agreement and regulations that apply to the rest of the school. These requirements include providing a broad and balanced curriculum and actively promoting fundamental British values.
Schools registered with a religious ethos
If you want your school to reflect a distinct ethos aligned with a particular religion, you can register that your school has a religious ethos. The ethos could then be reflected within the vision for the school, the values the school represents and the importance placed on particular beliefs.
Schools with a religious ethos do not have the same freedoms as schools with a religious designation, If your school has a religious ethos then it can make adherence to a faith a genuine occupational requirement when hiring senior leaders, such as the principal or head of religious education.
Schools with a religious ethos can also apply for exemption from the requirement to provide broadly Christian collective worship. This may be where the belief of the majority of its pupils or the local community is such that another faith would be more appropriate.
16 to 19 schools with a religious designation
The Skills and Post-16 Education Act 2022 allows for regulations to enable 16 to 19 academies, including free schools, to have a religious designation. You can apply to open a 16 to 19 free school with a religious character although approval of the designation will be subject to the approval of regulations by Parliament, which we expect to be in place by the end of November 2022.
Annex D: how we use your personal data
The Department for Education is the data controller for personal information collected on the:
- expression of interest form
- Word and Excel application forms
- suitability and declarations form
- any additional information supplied in annexes
We are responsible for ensuring that this information is processed in accordance with the requirements of data protection legislation. Any third parties processing personal information on behalf of the Department for Education will be acting as its data processors.
How we will use your information
Personal data is collected so that we can consider the application to set up a free school.
The nature of your personal data we will be using
The categories of your personal data that we will be using for this project are:
- names
- date of birth
- current and previous positions and job titles
- companies and organisations
- contact details (work postal address, email address and phone number)
We may also process special category data if declared under section 5 of the suitability and declarations form or when undertaking due diligence checks on applicants. This may include information relating to:
- character declarations, including details of unspent convictions, motoring offences, police cautions, insolvency and bankruptcy
- health declarations
- any orders made against you in relation to working with vulnerable individuals
- addresses for the last 5 years
- passport details
- driving licence details
Why our use of your personal data is lawful
For the purpose of this project, the relevant conditions we are meeting are:
- Article 6 (1)(e) of the General Data Protection Regulations (GDPR)
- Article 9 (2)(g) GDPR
Our processing of personal and special category data is necessary for reasons of substantial public interest for the exercise of our functions as a government department.
Publication
We will publish a full list of the applications we receive. This will include the proposed school’s name, local authority, type of school, phase and faith ethos or designation.
If your application to set up a new school is successful, we may also publish the full application. The following information will be redacted from the application and will not be visible to the public:
- private addresses
- private email addresses
- private telephone numbers
- commercially sensitive information
- specific site locations
- CVs
Any individuals or organisations that you have named in your application that their information will be processed by the Department for Education during the assessment stage.
Who we will make your personal data available to
We sometimes need to make personal data available to other organisations. These might include contracted partners (who we have employed to process your personal data on our behalf) or other organisations (with whom we need to share your personal data for specific purposes).
Where we need to share your personal data with others, we ensure that this data sharing complies with data protection legislation. For the purpose of this project:
- education advisers and independent panel members will be viewing your personal data as part of the decision-making process
- we will share personal data with advisory board members as part of the decision-making process
- we will share your personal information with third parties for the purpose of conducting checks on your suitability to run a free school
How long we will keep your personal data
We will only keep your personal data for as long as we need it for the purpose of this piece of work, after which point it will be securely destroyed. We estimate that we will keep your personal data for no longer than 10 years.
Under data protection legislation, and in compliance with the relevant data processing conditions, we can lawfully keep personal data processed purely for research and statistical purposes indefinitely.
Your data protection rights
Under certain circumstances, you have the right to:
- ask us for access to information about you that we hold
- have your personal data rectified, if it is inaccurate or incomplete
- request the deletion or removal of personal data where there is no compelling reason for its continued processing
- restrict our processing of your personal data (such as permitting its storage but no further processing)
- object to direct marketing (including profiling) and processing for the purposes of scientific or historical research and statistics
- not be subject to decisions based purely on automated processing where it produces a legal or similarly significant effect on you
You have the right to raise any concerns with the Information Commissioner’s Office (ICO).
Contact
If you have any questions about how your personal information will be used, contact us and enter ‘free schools’ as the reference. For the Data Protection Officer (DPO), mark it for the attention of the ‘DPO’.
Annex E: site information
In section G we ask you to set out where the school would be located and whether a site has been identified or made available. We ask for:
- a full address and full postcode, for example, DL1 5QE, not DL1
- details of how you found the site
- the tenure and ownership of the site, plus purchase or lease cost if known
- if appropriate, confirmation that the relevant contact within the local authority supports the use of the site, including terms (for example, a 125 year peppercorn lease)
- details of any local authority contribution towards the capital costs of the project (for example, the provision of a site, developer contributions)
- written confirmation that the relevant lead member for corporate property has seen the application and understands that the local authority will be required to meet all site abnormals costs and accept the retention of historical ground condition liability
- confirmation of availability and accessibility
- an outline of its current use (and adjacent uses if, for example, surrounded by industrial use)
- your reasons for choosing it and its suitability
- where appropriate, any size requirements that are necessary to deliver the provision
- the size of the site (and if applicable building) and a description of any constraints on usable areas such as excessive gradients, protected features or other natural constraints
- comments on the condition of the building
- whether the site is part of a housing development, including key dates for the development
Send any surveys, site plans, Ordinance Survey extracts showing contours and existing features, photos, location maps, any other technical work previously carried out on the site or other associated technical information as annexes along with your application to [email protected].
Site size formulas
Deduct any site area that is not viable for education use such as excessive gradients, protected features or other natural or built constraints. The areas shown are the minimum to meet the technical standards in Building Bulletin 103 area guidelines for mainstream schools.
Type and age range of provision | Minimum recommended building area (m2) |
---|---|
Primary | 2,000m2 plus 33.3m2 per pupil |
Secondary and 16 to 19 | 9,000m2 plus 50m2 per pupil |
If you intend to set up a nursery for 3 to 4 year-olds alongside your school, an additional 6m2 per place is recommended.
Building size formulas
Type and age range of provision | Minimum recommended building area (m2) |
---|---|
Primary | 350m2 plus 4.1m2 per pupil |
Secondary without 16 to 19 | 1050m2 plus 6.3m2 per pupil |
Secondary with 16 to 19 | 1,400m2 plus 6.3m2 per KS3/4 pupil plus 7m2 per 16 to 19 pupil |
16 to 19 standalone school | 1,400m2 plus 7m2 per 16 to 19 pupil |
If you intend to set up a nursery for 3 to 4 year-olds alongside your school, an additional 2.3m2 per place is recommended.
All-through schools should use the total of the primary and secondary base areas.
Further information on recommended building and site areas and the application of these gross area formulae to different types of schools are given in Building Bulletin 103 area guidelines for mainstream schools.
Possible site abnormals
Where a local authority offers a site on a peppercorn lease basis, we would expect them to meet site abnormal costs. This may include:
- geochemical exceedances relative to guidelines for school use
- geophysical conditions
- flooding and alleviation measures
- section 278 costs
- new road provision from the adopted highway to the site boundary
- section 106 costs
- retaining structures required as a function of topography
- ecological provision - reserves, species protection and relocation
- listed building and heritage community costs
- title consolidation and registration
- environmental conditions that may require specific mitigations such as acoustics or air pollution
- utility provision
- mitigation measures for constrained sites such as roof top playgrounds and other site-specific issues