Research and analysis

RPC opinions 2015-17: Financial Conduct Authority (page 2 of 3)

Regulatory Policy Committee (RPC) opinions for Financial Conduct Authority (FCA) measures from the 2015-17 parliament (page 2 of 3)

• From: Regulatory Policy Committee
• Published: 21 May 2018

Documents

FCA_Handbook_Notice_28_Supervision_manual

PDF, 173 KB, 2 pages

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FCA_Handling_of_insurance_claims_for_small_and_medium_sized_enterprises

PDF, 181 KB, 3 pages

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FCA_Implementation_of_the_Mortgage_Credit_Directive_and_changes_in_second_charge_mortgage

PDF, 192 KB, 3 pages

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FCA_Implementation_of_the_revised_Transparency_Directive

PDF, 174 KB, 2 pages

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FCA_Implementation_of_the_UCITS_V_Directive

PDF, 174 KB, 2 pages

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FCA_Improving_complaints_handling

PDF, 193 KB, 3 pages

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FCA_inducements_and_conflicts_of_interest

PDF, 83 KB, 2 pages

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FCA_Insistent_Clinets_Good_and_Poor_Practice

PDF, 174 KB, 2 pages

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FCA_Meeting_investors__expectations_a_thematic_report

PDF, 224 KB, 2 pages

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FCA_Minor_changes_to_equity_rules

PDF, 246 KB, 3 pages

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FCA_Minor_Handbook_changes_related_to_home_finance_customers_with_a_payment_shortfall

PDF, 173 KB, 2 pages

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FCA_Mobile_phone_insurance_follow-up_review

PDF, 224 KB, 2 pages

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FCA_Pension_reforms_-_changes_to_FCA_rules_and_guidance

PDF, 252 KB, 3 pages

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FCA_Proposal_to_change_FCA_pension_transfer_rules

PDF, 175 KB, 2 pages

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FCA_Publication_of_findings_on_the_customer_understanding_of_transactions

PDF, 224 KB, 2 pages

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FCA_Reform_of_the_legacy_Credit_Unions_Sourcebook

PDF, 188 KB, 2 pages

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FCA_Restrictions_on_the_retail_distribution_of_regulatory_capital_instruments

PDF, 176 KB, 2 pages

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FCA_Retirement_Income_Data_Requests

PDF, 179 KB, 2 pages

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FCA_Review_of_annuity_sales_practices

PDF, 173 KB, 2 pages

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FCA_Review_of_research_and_due_diligence_of_products_and_services

PDF, 176 KB, 2 pages

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Details

Published Regulatory Policy Committee (RPC) opinions for Financial Conduct Authority measures from the 2015-17 parliament.

Published 21 May 2018